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Capital Market Authority
Results: 286

#	Item
181	Microsoft Word - Securities.doc Add to Reading List Source URL: in.gov Language: English - Date: 2014-09-04 16:24:16 Financial system Financial economics Finance U.S. Securities and Exchange Commission Securities regulation in the United States Financial Industry Regulatory Authority Capital market Uniform Combined State Law Exam Uniform Securities Agent State Law Exam United States securities law Financial regulation North American Securities Administrators Association
182	OTC MARKETS GROUP NEWS APRIL 2014 OTCQB: Building America’s Venture Stage Marketplace Public venture markets have long played an important role in fostering capital formation and the growth of early stage Add to Reading List Source URL: www.otcmarkets.com Language: English - Date: 2014-04-30 18:30:49 Investment Business American depositary receipt Financial Industry Regulatory Authority London Stock Exchange Security Stock market OTC Markets Group Financial economics
183	THE ILLINOIS TOLLWAY Land Acquisition Fact Sheet THE TOLLWAY HAS ESTABLISHED A FAIR LAND ACQUISITION POLICY As part of its capital planning process, the Illinois Add to Reading List Source URL: www.illinoistollway.com Language: English Road transport Land transport Illinois State Toll Highway Authority Appraiser Eminent domain Toll road Market value Valuation Interstate 355 Real estate Transport Financial markets
184	European Shadow Financial Regulatory Committee Statement No. 10 Madrid, 26 March 2001 THE REGULATION OF EUROPEAN SECURITIES MARKETS: THE LAMFALUSSY REPORT Add to Reading List Source URL: www.esfrc.eu Language: English - Date: 2012-09-07 21:49:36 Financial markets Government Law Financial regulation Committee of Wise Men on the Regulation of European Securities Markets Economy of the Republic of Ireland Comitology Financial Services Authority Capital market European Union European Commission Economy of the European Union
185	Microsoft Word - phillips richard m .doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-06-15 10:08:01 Financial system Financial Industry Regulatory Authority Securities regulation in the United States Capital market Securities market Uniform Securities Act U.S. Securities and Exchange Commission United States securities law Financial regulation Financial economics
186	Intermarket Surveillance Group _______________________________________ March 8, 2005 Jonathan G. Katz Secretary Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-10 13:08:24 Financial markets Corporate crime U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Capital market Securities and Exchange Commission Economy of the United States Chicago Stock Exchange Financial system Self-regulatory organizations Financial regulation United States securities law
187	BEST PRACTICE Government Relationships with Securities Dealers (1986, 1988, 2003, 2006, and[removed]Background. Finance officers, treasurers and investment officers (hereafter referred to as government investors) who manag Add to Reading List Source URL: www.gfoa.org Language: English - Date: 2014-05-07 17:46:33 Stock market Financial services Financial markets United States securities law Self-regulatory organizations Net capital rule Broker-dealer U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Financial economics Finance Financial system
188	Advocis 390 Queens Quay West, Suite 209 Toronto, ON M5V 3A2 T[removed][removed]F[removed] Add to Reading List Source URL: www.advocis.ca Language: English - Date: 2008-07-21 06:57:52 International Organization of Securities Commissions Financial regulation Economics Securities Commission Law Capital market Security Regulation Financial Services Authority Financial economics Canadian law Canadian securities regulation
189	filed via e-mail to [removed] Ms. Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed]Re: File No. S7-08-07 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-07-13 10:53:40 Financial markets Stock market Financial services United States securities law Net capital rule Financial Industry Regulatory Authority Broker-dealer U.S. Securities and Exchange Commission Investment banking Financial economics Finance Business
190	Comments on[removed]by Klaus Botzet, Legal Adviser and Consul General, Embassy of the Federal Republic of Germany, Washington Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-25 13:58:50 Securities Late-2000s financial crisis Banking in Germany Federal Financial Supervisory Authority Government of Germany U.S. Securities and Exchange Commission Securities fraud Fraud Capital market Financial economics Law Financial system

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